0001011723-01-500067.txt : 20011010
0001011723-01-500067.hdr.sgml : 20011010
ACCESSION NUMBER: 0001011723-01-500067
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20011004
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: SUTTER CAPITAL MANAGEMENT LLC
CENTRAL INDEX KEY: 0001103018
STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000]
IRS NUMBER: 943344196
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 595 MARKET STREET
STREET 2: SUITE 2100
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
MAIL ADDRESS:
STREET 1: 1640 SCHOOL STREET
STREET 2: SUITE 100
CITY: MORAGA
STATE: CA
ZIP: 94556
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CAPITAL ALLIANCE INCOME TRUST REAL ESTATE & INVESTMENT TRUS
CENTRAL INDEX KEY: 0001021422
STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162]
IRS NUMBER: 943240473
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-57591
FILM NUMBER: 1752418
BUSINESS ADDRESS:
STREET 1: 50 CALIFORNIA STREET
STREET 2: SUITE 2020
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94111
BUSINESS PHONE: 4152889575
MAIL ADDRESS:
STREET 1: 50 CALIFORNIA STREET
STREET 2: SUITE 2020
CITY: SAN FRANCISO
STATE: CA
ZIP: 94111
SC 13G
1
s2capal13g.txt
INITIAL FILING
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
CAPITAL ALLIANCE INCOME TRUST LTD.,
A REAL ESTATE INVESTMENT TRUST
---------------------------------------
(Name of Issuer)
Common stock, $.01 par value
---------------------------------------
(Title of Class of Securities)
13971R108
------------------
(CUSIP Number)
September 1, 2001
-------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages(s))
SCHEDULE 13G
--------------------------------------------------------------------------------
1) Name of Reporting Person
I.R.S. Identification Nos. of above persons (entities only)
Sutter Opportunity Fund 2, LLC
--------------------------------------------------------------------------------
2) Check the Appropriate Box (a) [ ]
if a Member of a Group
(See Instructions) (b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Citizenship or Place of Organization
California
--------------------------------------------------------------------------------
Number of Shares
Beneficially Owned
by Each Reporting
Person with :
(5) Sole Voting Power
None
(6) Shared Voting Power
None
(7) Sole Dispositive Power
None
(8) Shared Dispositive Power
None
-------------------------------------------------------------------------------
2
9) Aggregate Amount Beneficially
Owned by Each Reporting Person
None
--------------------------------------------------------------------------------
10) Check if the Aggregate Amount [ ]
in Row 9 Excludes Certain
Shares (See Instructions)
--------------------------------------------------------------------------------
11) Percent of Class Represented
by Amount in Row 9 N/A
--------------------------------------------------------------------------------
12) Type of Reporting Person
(See Instructions)
OO
--------------------------------------------------------------------------------
3
Item 1.
------
(a) The name of issuer as to whose securities this statement relates is
Capital Alliance Income Trust Ltd., A Real Estate Investment Trust
(the "Issuer").
(b) The address of the Issuer's principal place of business is 50
California Street, Suite 2020, San Francisco, California 94111
Item 2.
-------
(a-c) Sutter Opportunity Fund 2, LLC (the "Reporting Person"), is a
California limited liability company. Sutter Opportunity Fund, LLC is managed by
its managing member, Sutter Capital Management, LLC, a California limited
liability company, which is in turn managed by its managing member, Robert E.
Dixon, a California resident and U.S. citizen. The principal business address of
each of the entities and Mr. Dixon is 150 Post Street, Suite 320, San Francisco,
California 94108.
(d-e) The subject securities are the issuer's shares of common stock,
$.01 par value (CUSIP No. 13971R108)
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or
------ (c) check whether the person filing is a:
(a-j) Not applicable.
Item 4. Ownership.
------ ---------
Not applicable.
Item 5. Ownership of Five Percent or Less of a Class.
------ --------------------------------------------
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following:
[X]
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
------ ---------------------------------------------------------------
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which
------ ---------------------------------------------------------
Acquired the Security Being Reported on By the Parent Holding
-------------------------------------------------------------
Company.
-------
Not applicable.
4
Item 8. Identification and Classification of Members of the Group.
------ ---------------------------------------------------------
Not applicable.
Item 9. Notice of Dissolution of Group.
------ ------------------------------
Not applicable.
Item 10. Certification.
------- -------------
By signing below, each of the undersigned certifies that, to the best of
its knowledge and belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and are not
held in connection with or as a participant in any transaction having that
purpose or effect.
SIGNATURES
After reasonable inquiry and to the best of the knowledge and belief
of the undersigned, we certify that the information set forth in this statement
is true, complete and correct.
Date: October 1, 2001
SUTTER OPPORTUNITY FUND 2, LLC
By Sutter Capital Management, LLC, Manager
By: /s/Robert Dixon
Robert Dixon, Manager
5