0001011723-01-500067.txt : 20011010 0001011723-01-500067.hdr.sgml : 20011010 ACCESSION NUMBER: 0001011723-01-500067 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011004 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SUTTER CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001103018 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 943344196 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 595 MARKET STREET STREET 2: SUITE 2100 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 MAIL ADDRESS: STREET 1: 1640 SCHOOL STREET STREET 2: SUITE 100 CITY: MORAGA STATE: CA ZIP: 94556 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CAPITAL ALLIANCE INCOME TRUST REAL ESTATE & INVESTMENT TRUS CENTRAL INDEX KEY: 0001021422 STANDARD INDUSTRIAL CLASSIFICATION: MORTGAGE BANKERS & LOAN CORRESPONDENTS [6162] IRS NUMBER: 943240473 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-57591 FILM NUMBER: 1752418 BUSINESS ADDRESS: STREET 1: 50 CALIFORNIA STREET STREET 2: SUITE 2020 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4152889575 MAIL ADDRESS: STREET 1: 50 CALIFORNIA STREET STREET 2: SUITE 2020 CITY: SAN FRANCISO STATE: CA ZIP: 94111 SC 13G 1 s2capal13g.txt INITIAL FILING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 CAPITAL ALLIANCE INCOME TRUST LTD., A REAL ESTATE INVESTMENT TRUST --------------------------------------- (Name of Issuer) Common stock, $.01 par value --------------------------------------- (Title of Class of Securities) 13971R108 ------------------ (CUSIP Number) September 1, 2001 ------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages(s)) SCHEDULE 13G -------------------------------------------------------------------------------- 1) Name of Reporting Person I.R.S. Identification Nos. of above persons (entities only) Sutter Opportunity Fund 2, LLC -------------------------------------------------------------------------------- 2) Check the Appropriate Box (a) [ ] if a Member of a Group (See Instructions) (b) [X] -------------------------------------------------------------------------------- 3) SEC Use Only -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization California -------------------------------------------------------------------------------- Number of Shares Beneficially Owned by Each Reporting Person with : (5) Sole Voting Power None (6) Shared Voting Power None (7) Sole Dispositive Power None (8) Shared Dispositive Power None ------------------------------------------------------------------------------- 2 9) Aggregate Amount Beneficially Owned by Each Reporting Person None -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount [ ] in Row 9 Excludes Certain Shares (See Instructions) -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 N/A -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) OO -------------------------------------------------------------------------------- 3 Item 1. ------ (a) The name of issuer as to whose securities this statement relates is Capital Alliance Income Trust Ltd., A Real Estate Investment Trust (the "Issuer"). (b) The address of the Issuer's principal place of business is 50 California Street, Suite 2020, San Francisco, California 94111 Item 2. ------- (a-c) Sutter Opportunity Fund 2, LLC (the "Reporting Person"), is a California limited liability company. Sutter Opportunity Fund, LLC is managed by its managing member, Sutter Capital Management, LLC, a California limited liability company, which is in turn managed by its managing member, Robert E. Dixon, a California resident and U.S. citizen. The principal business address of each of the entities and Mr. Dixon is 150 Post Street, Suite 320, San Francisco, California 94108. (d-e) The subject securities are the issuer's shares of common stock, $.01 par value (CUSIP No. 13971R108) Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or ------ (c) check whether the person filing is a: (a-j) Not applicable. Item 4. Ownership. ------ --------- Not applicable. Item 5. Ownership of Five Percent or Less of a Class. ------ -------------------------------------------- If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [X] Item 6. Ownership of More Than Five Percent on Behalf of Another Person. ------ --------------------------------------------------------------- Not applicable. Item 7. Identification and Classification of the Subsidiary Which ------ --------------------------------------------------------- Acquired the Security Being Reported on By the Parent Holding ------------------------------------------------------------- Company. ------- Not applicable. 4 Item 8. Identification and Classification of Members of the Group. ------ --------------------------------------------------------- Not applicable. Item 9. Notice of Dissolution of Group. ------ ------------------------------ Not applicable. Item 10. Certification. ------- ------------- By signing below, each of the undersigned certifies that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURES After reasonable inquiry and to the best of the knowledge and belief of the undersigned, we certify that the information set forth in this statement is true, complete and correct. Date: October 1, 2001 SUTTER OPPORTUNITY FUND 2, LLC By Sutter Capital Management, LLC, Manager By: /s/Robert Dixon Robert Dixon, Manager 5